Announcements

Please Join Us at the 49th Annual Rocky Mountain Securities Conference

We cordially invite you to attend the 49th Annual Rocky Mountain Securities Conference at the Denver Marriott City Center on May 5, 2017. 

This year’s event promises to be information-packed and very educational!  Speakers include Joseph K. Brenner, Chief Counsel, Enforcement...

Sec Adopts T+2 Settlement Cycle For Securities Transactions

 

Date:                March 27, 2017

From:               Reid A. Godbolt, Esq.

The Securities and Exchange Commission (“SEC”) on March 22, 2017, adopted an amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934 to shorten by one business day...

Sec Resource Extraction Rule Eliminated

 

Date:               February 16, 2017

From:              Reid A. Godbolt, Esq.

With the onset of the Trump administration, regulatory relief has arrived. On February 14th  President Trump signed a joint resolution of Congress passed under the Congressional...

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