Announcements

04.18.17

Please Join Us at the 49th Annual Rocky Mountain Securities Conference

We cordially invite you to attend the 49th Annual Rocky Mountain Securities Conference at the Denver Marriott City Center on May 5, 2017. 

This year’s event promises to be information-packed and very educational!  Speakers include Joseph K. Brenner, Chief Counsel, Enforcement Division, SEC, C. Dabney O’Riordan, Co-Chief, Asset Management Unit, Enforcement Division, SEC, Robert A. Cohen, Co-Chief, Market Abuse Unit, Enforcement Division, SEC, and Peter B. Driscoll, Acting Director, Office of Compliance Inspections and Examinations, SEC.

We will cover the latest topics of interest in securities law including SEC Enforcement – Current Priorities and Litigation Update, Regulated Entities – Industry Developments, and Corporation Finance Policy Updates.

The conference was founded 49 years ago by our senior counsel, Bob Davenport, who is a former Regional Director of the SEC.  Reid A. Godbolt will be a moderator regarding New Perspectives on Capital Formation for Small Business, and David A. Zisser will be a panel member regarding Current Trends in Securities and White Dollar Defense.

We hope to see you there! For registration, click here